Joanna advises clients on a wide range of regulatory and risk related matters.
She has experience guiding clients through regulatory approval processes and advising on anti money laundering, data protection, regulatory applications, and broader financial services regulatory obligations. Her work includes applications for SIB Registered Person status, changes in ownership and control, and the licensing of banking, trust, and other financial service providers. She regularly conducts regulatory gap analyses and detailed reviews of due diligence documents, fund offering documents, operating manuals, and compliance frameworks to assess alignment with Cayman legal and regulatory requirements.
Joanna advises fund managers, administrators, banks, fiduciary service providers, and other financial institutions, as well as coordinating with the Cayman Islands Monetary Authority on approval pathways and ensuring clients meet ongoing supervisory expectations.