Regulatory Compliance Services

WPS offers an expert team of regulatory compliance specialists who provide a suite of outsourced compliance and support services tailored to meet clients' needs together with Walkers' legal Regulatory & Risk Advisory group to deliver a seamless professional service. Some of the services provided by WPS and the Regulatory & Risk Advisory group include:

  • Registration, filing and regulatory services to ensure full compliance with ongoing AEOI obligations, including acting as Principal Point of Contact, Authorised Person and Responsible Officer;
  • Compliance support with local regulatory regimes, including AML, Beneficial Ownership and Economic Substance;
  • Designation of natural persons to act as outsourced anti-money laundering officers (including, where applicable, anti-money laundering compliance officer and money-laundering reporting officer roles);
  • Client identification and verification procedures, including collection and review of investor documentation as well as sanctions screening and ongoing monitoring;
  • Compliance gap analysis, including review of AML/CTF risk assessments, policies and procedures and internal controls;
  • Assisting with AML remediation projects, internal audits and regulatory inspections;
  • General compliance support and tailored in-house training.

BERMUDA
April ThomasDirectorT +1 441 242 1539 april.thomas@walkersglobal.com

BRITISH VIRGIN ISLANDS
Nicholas QuinManaging DirectorT +1 345 914 4295nicholas.quin@walkersglobal.com
Hannah SagalaTeam Manager, Corporate ServicesT +1 284 542 2286hannah.sagala@walkersglobal.com
Amina MahmoodSenior Vice PresidentT +971 4 363 7909amina.mahmood@walkersglobal.com

CAYMAN ISLANDS
Nicholas QuinManaging DirectorT +1 345 914 4295nicholas.quin@walkersglobal.com
Dorothy ScottManaging DirectorT +1 345 914 4202dorothy.scott@walkersglobal.com
Eric WilsonSenior Vice PresidentT +1 345 814 7662eric.wilson@walkersglobal.com

DUBAI
Amina MahmoodSenior Vice PresidentT +971 4 363 7909amina.mahmood@walkersglobal.com

HONG KONG
Daniel BoothHead of WPS, Hong KongT +852 2596 3334daniel.booth@walkersglobal.com

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