Compliance

Walkers Compliance delivers a one-stop-shop to help clients address evolving Anti-Money Laundering Regulations ("AML") including outsourcing and supporting their compliance functions.

Walkers Compliance delivers best-in-class compliance support led by a dedicated team of highly experienced compliance professionals. Services include:

  • Designation of a natural person as Anti-Money Laundering Compliance Officer (AMLCO) responsible for compliance oversight and internal controls;
  • Designation of a natural person as Money-Laundering Reporting Officer (MLRO) responsible for suspicious activity reporting;
  • Designation of a natural person as Deputy Money-Laundering Reporting Officer (DMLRO) to assume the responsibilities of the MLRO in their absence;
  • Client identification and verification procedures, including the collection and review of investor documentation as well as sanctions screening and ongoing monitoring; and
  • Compliance gap analysis including the review of existing AML/CTF policies and procedures, and/or preparation of an AML/CTF manual.

In addition to the above, our experienced team can also assist with remediation projects, internal audits, regulatory inspections, general compliance advice and AML training.

Walkers Compliance brings more years of combined, dedicated compliance experience than any other current market offering. We focus on compliance, so you can focus on your business.


CAYMAN ISLANDS
Judith WatlerDirectorT +1 345 914 6330judith.watler@walkersglobal.com
Sandra Edun-WatlerSenior Vice PresidentT +1 345 914 4227sandra.edun-watler@walkersglobal.com

ADVISORY