Regulatory and Compliance Services

WPS offers an expert team of compliance and regulation specialists to provide a suite of compliance services tailored to meet clients' needs whilst working closely with Walkers' legal team to deliver a seamless professional service.

Our core services include:

  • Designation of a natural person as Anti-Money Laundering Compliance Officer ("AMLCO") responsible for compliance oversight and internal controls;
  • Designation of a natural person as Money-Laundering Reporting Officer ("MLRO") responsible for suspicious activity reporting;
  • Designation of a natural person as Deputy Money-Laundering Reporting Officer ("DMLRO") to assume the responsibilities of the MLRO in their absence;
  • Registration, filing and regulatory services to ensure full compliance with ongoing AEOI obligations, including acting as Principal Point of Contact;
  • Client identification and verification procedures, including collecting and review of investor documentation as well as sanctions and ongoing monitoring;
  • Assisting with AML remediation projects, internal audits and regulatory inspections; and
  • General compliance advice and tailored in-house training

CAYMAN ISLANDS
Dorothy ScottPartnerT +1 345 914 4202dorothy.scott@walkersglobal.com
Steven ManningDirectorT +1 345 814 7612steven.manning@walkersglobal.com
Judith WatlerDirectorT +1 345 914 6330judith.watler@walkersglobal.com

IRELAND
Shane MartinOf CounselT +353 1 470 6673shane.martin@walkersglobal.com
Joanna TaylorSenior Vice PresidentT +353 01 470 6668joanna.taylor@walkersglobal.com
Fiona de LacyManaging DirectorT +353 1 470 6611fiona.delacy@walkersglobal.com

EVENTS
NEWS
ADVISORY